A Premier Boutique
Investment Bank
Specializing in PIPEs, Reverse Mergers,
M&A, Private Equity & LP Equity for CRE
  • HMNY MoviePass
  • Phase Rx
  • PallAdium Capital Advisor
  • PallAdium Capital Advisor

Important Disclosures for Investors

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Palladium Capital Group, LLC (“Palladium”) does not represent, warrant or guarantee that any investment materials attached hereto or described herein are accurate, complete or suitable for any purpose or for any particular potential investor or that they should be used as a basis for investment decisions.  Information and opinions expressed above or in the attached have been obtained from sources believed to be reliable.

These investments are intended only for “accredited investors” who are familiar with and are willing to accept the high risks associated with investing in private offerings of securities, including the loss of all the principal invested.  Palladium accepts no liability for losses arising from recipient(s)’ use of materials presented. Palladium is not to be relied upon or used in substitution for the exercise of independent judgment. This includes the judgment by an investor that an investment is legal in its controlling jurisdiction. This email communication does not contain all of the information that a potential investor may wish to consider and it does not take into account such investors’ individual situations or circumstances.  Palladium does not provide, and nothing contained herein should be construed as, tax, accounting or legal advice; potential investors should consult their personal accounting, tax, and legal advisors to understand the implications of any investment specific to their individual financial situations.

Palladium is subject to regulatory requirements that may vary by state, country or other jurisdiction. Certain products and services may not be available in all states, countries or jurisdictions or to all client types.  Palladium has no intention to offer products and services in states, countries or jurisdictions where such offer would be unlawful under the relevant laws. Any securities offered can only be sold to investors in jurisdictions where permitted; it is each investor’s sole responsibility to comply with the laws and regulations of their respective places of domicile or residence. Palladium does not assume any responsibility for or liability for this determination.

Any securities are offered pursuant to an exemption from the registration requirements of the Securities Act, and are not required to comply with specific disclosure requirements that apply to registration under the Securities Act.  Neither the SEC nor any state regulator or other regulatory body has passed upon the merits of or given its approval to any securities, the terms of any offering, or the accuracy or completeness of any offering materials included or described herein. Any representation to the contrary is unlawful.