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Palladium Capital Advisors among most active US placement agents for First Half 2018

Jul. 19, 2018:

 

NEW YORKJuly 19, 2018 — Palladium Capital Advisors, LLC listed among most active placement agents in the USA by PlacementTracker, the leading source for data and analysis to institutions in the PIPE and Private Placement markets, which today announced the most active investment banks, investors, and law firms in the U.S. PIPE and Private Placement markets for First Half 2018.

The First Half of 2018 U.S. PIPE and Private Placement Markets

Investment Banking League Table by Number of Transactions:

Placement Agent Name

Transaction Count

Total Amount Placed

1. H.C. Wainwright & Co., LLC

46

$1,144,955,508

2. Roth Capital Partners, LLC

34

$967,771,759

3. Maxim Group LLC

17

$388,278,552

4. Jefferies & Company, Inc.

15

$1,112,445,761

5. Piper Jaffray & Co.

15

$549,300,261

6. Ladenburg Thalmann & Co., Inc.

14

$556,443,161

7. Cowen and Company, LLC

13

$793,461,183

8. Oppenheimer & Co. Inc.

12

$534,219,276

9. National Securities Corporation

11

$269,472,761

10. Canaccord Genuity Inc. (US)

10

$526,425,009

11. Cantor Fitzgerald & Company

9

$378,134,769

12. Lake Street Capital Markets, LLC

9

$289,359,975

13. Craig-Hallum Capital Group LLC

9

$246,317,656

14. A.G.P./Alliance Global Partners

9

$191,343,659

15. SunTrust Robinson Humphrey, Inc.

8

$479,915,095

16. Laidlaw & Company (UK) Ltd

7

$219,790,647

17. Credit Suisse Securities (USA) LLC

6

$1,189,200,000

18. Stifel Nicolaus Weisel

6

$432,016,489

19. Palladium Capital Advisors, LLC

6

$335,059,527

20. B. Riley & Co.

6

$322,099,972

21. William Blair & Company, LLC

6

$302,220,000

22. Needham & Company, LLC

6

$240,208,835

23. Raymond James & Associates Inc.

6

$193,900,080

24. Chardan Capital Markets

6

$93,781,696

25. Dawson James Securities, Inc.

6

$22,014,671

Investment Banking rankings exclude all 144-A Offerings,  Equity Lines of Credit, At the Market Transactions, Rights Offerings, Bought Deals, and all PIPE transactions conducted by foreign issuers that trade in the U.S. on the OTC.  On transactions where an investment banking firm has acted solely as Financial Advisor, that transaction has been excluded from that firm’s ranking.  Co-agented transactions award full transaction credit to all agents participating (regardless of status of lead agent or co-agent).  Data is for closed and definitive agreement transactions reported as of 07/16/18.