NEW YORK, July 19, 2018 — Palladium Capital Advisors, LLC listed among most active placement agents in the USA by PlacementTracker, the leading source for data and analysis to institutions in the PIPE and Private Placement markets, which today announced the most active investment banks, investors, and law firms in the U.S. PIPE and Private Placement markets for First Half 2018.
The First Half of 2018 U.S. PIPE and Private Placement Markets |
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Placement Agent Name |
Transaction Count |
Total Amount Placed |
1. H.C. Wainwright & Co., LLC |
46 |
$1,144,955,508 |
2. Roth Capital Partners, LLC |
34 |
$967,771,759 |
3. Maxim Group LLC |
17 |
$388,278,552 |
4. Jefferies & Company, Inc. |
15 |
$1,112,445,761 |
5. Piper Jaffray & Co. |
15 |
$549,300,261 |
6. Ladenburg Thalmann & Co., Inc. |
14 |
$556,443,161 |
7. Cowen and Company, LLC |
13 |
$793,461,183 |
8. Oppenheimer & Co. Inc. |
12 |
$534,219,276 |
9. National Securities Corporation |
11 |
$269,472,761 |
10. Canaccord Genuity Inc. (US) |
10 |
$526,425,009 |
11. Cantor Fitzgerald & Company |
9 |
$378,134,769 |
12. Lake Street Capital Markets, LLC |
9 |
$289,359,975 |
13. Craig-Hallum Capital Group LLC |
9 |
$246,317,656 |
14. A.G.P./Alliance Global Partners |
9 |
$191,343,659 |
15. SunTrust Robinson Humphrey, Inc. |
8 |
$479,915,095 |
16. Laidlaw & Company (UK) Ltd |
7 |
$219,790,647 |
17. Credit Suisse Securities (USA) LLC |
6 |
$1,189,200,000 |
18. Stifel Nicolaus Weisel |
6 |
$432,016,489 |
19. Palladium Capital Advisors, LLC |
6 |
$335,059,527 |
20. B. Riley & Co. |
6 |
$322,099,972 |
21. William Blair & Company, LLC |
6 |
$302,220,000 |
22. Needham & Company, LLC |
6 |
$240,208,835 |
23. Raymond James & Associates Inc. |
6 |
$193,900,080 |
24. Chardan Capital Markets |
6 |
$93,781,696 |
25. Dawson James Securities, Inc. |
6 |
$22,014,671 |
Investment Banking rankings exclude all 144-A Offerings, Equity Lines of Credit, At the Market Transactions, Rights Offerings, Bought Deals, and all PIPE transactions conducted by foreign issuers that trade in the U.S. on the OTC. On transactions where an investment banking firm has acted solely as Financial Advisor, that transaction has been excluded from that firm’s ranking. Co-agented transactions award full transaction credit to all agents participating (regardless of status of lead agent or co-agent). Data is for closed and definitive agreement transactions reported as of 07/16/18. |